援引法定刑的刑法解释——以马乐利用未公开信息交易案为例

孙谦

援引法定刑的刑法解释——以马乐利用未公开信息交易案为例

Criminal Law Interpretation of Invocational Statutory Sentence


    期刊名称:《法学研究》
    期刊年份:
    作者:孙谦
    单位:最高人民检察院
    中文关键词:援引法定刑;刑法解释;存疑时有利于被告;罪刑相适应;马乐案
    英文关键词:invocational statutory sentence;criminal law interpretation;the pro defendente doctrine;suiting punishment to crime;the Ma Le Case
    中文摘要:
    刑法分则对某些性质相近、危害程度相当的犯罪,采用了援引法定刑的立法技术。由于有的法条罪状表述特殊,实务中容易产生分歧。这突出地表现在刑法第180条第4款援引同条第1款的法定刑时,是全部援引还是部分援引的争议。这一争议影响了地方检察院、法院在类似利用未公开信息交易等案件的处理上,对法律适用的理解。以最高人民检察院提起抗诉的马乐利用未公开信息交易案为例,围绕刑法第180条第1款、第4款的规定,运用文义解释、体系解释和目的解释等方法,按照罪刑法定原则和罪刑相适应原则的要求,对援引法定刑问题进行探讨,可得出刑法第180条第4款对同条第1款法定刑的援引,是全部援引而非部分援引的结论。另外,存疑时有利于被告原则仅适用于案件事实存疑的场合,法官解释刑法时只需得出正确的解释结论而非有利于被告的结论。在马乐案的处理上坚持抗诉和上述刑法解释立场,对于统一法律适用和法治发展都有积极意义。
    英文摘要:
    The specific provisions of Chinese Criminal Law apply the legislative technique of invocational statutory sentence to some crimes of similar nature and harm.The special expressions of the provisions on some crimes can easily lead to disagreements and controversies in practice.One prominent example in this respect is Article 180 Paragraph 4 of the Criminal Law invoking the statutory sentence in Paragraph 1 of the same article.The question of whether Paragraph 1 is invoked in whole or in part affects the application of law by local people's procuratorates and local people's courts in cases similar to using undisclosed information in transaction.This paper,by taking the Case of Ma Le Using Undisclosed Information in Transaction as an example and using the methods of literal interpretation,systematic interpretation and teleological interpretation,discusses invocational statutory sentence in Chinese Criminal Law,especially in Article 180 Paragraph 1 and Paragraph 4 of the Law,in light of the principle of a legally prescribed punishment for a specified crime and the principle of suiting punishment to crime,and analyzes the relationship between criminal law interpretation and the pro defendente doctrine and the positive significance of Supreme People's Procuratorate's protest against the court's judgment in this case to the application of law and development of rule of law in China.
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